Retirement Plan Consulting

Corporate Retirement Plan Consulting

The increase in normal retirement age for social security and the reduction in pension plan benefits create a daunting challenge for employees to place income at retirement.

For too long, the common threads between most 401K plans have been a lack of participation, a lack of investment options and a lack of education. The "asset gathering" brokerage firms set up plans with as little effort and quality as possible and then move on to the next company.

Delta Capital Management understands this challenge and provides our clients the services and expertise needed to help their employees reach their retirement goals.  Our proprietary 401K plan offers the highest quality investment options to choose from including a myriad of sector funds and, in some cases, the ability to buy individual stocks.

While a successful plan is more than just the investments, Delta Capital Management is unique in that it provides a proven portfolio management process that helps plan participants optimize their retirement savings. The best part, Delta Capital Management can take the burden off the participants, and thus the Fiduciary, by providing full investment management services to the participant accounts. That's correct; we can make the decisions for you.

Whether you offer your employees a defined benefit plan or a defined contribution plan, Delta Capital Management provides an independent approach to analyzing your needs and providing the plan, investment policies and compliance practices needed to have a worry free solution.

Plan Consulting

We leverage this broad range of expertise to design plans that are custom tailored to specific business objectives and meet ERISA fiduciary requirements.  Our qualified benefit services include: 

  • Fee Recapture and Plan Bench Marketing Studies
  • Specialized Solutions for Highly Compensated Employees
  • Request for Proposal Process Management
  • Fiduciary Assistance & Board / Pension Staff Education
  • Vendor Selection Search / Selection
  • Customized Plan Design & Ongoing Compliance Monitoring
  • Flexible Investment Options
  • Asset / Liability Studies
  • Investment Policy Statement Design / Monitoring
  • Tactical Third Party Manager Selection
  • Asset Allocation & Portfolio Management
  • Alternative Investment Education
  • Employee Education & Resources To Increase Plan Participation
  • Employee Financial Planning & IRA Services

Program Success

Our unique process brings more than objectivity and experience to your firm.  We bring pragmatic, non-conflicted solutions with real help in getting them implemented.  We help you implement procedures and investment practices that satisfy today’s rigorous legal standards and protect you from fiduciary liability. 

Independence. Expertise. Integrity.

Through client-specific financial analysis and independent and proprietary investment research, our services are designed to secure your well being for the long-term. As your investment professional, we are committed to delivering performance in a manner that is consistent with your needs, goals and desires. Headquartered in Orlando Florida, Delta Capital Management serves clients globally.